Asset Management Press Release Compliance: A Pre-Publication Checklist for US, UK and EU Firms
An asset management press release can pass as routine news in one setting and be treated as a promotion in another. Before it goes out, check three things: where each number comes from, which rules apply to its audience, and whether compliance has signed off. Most compliance guidance written for asset managers covers firm-wide programmes, audit preparation and software tools. Very little of it addresses the single document that reaches journalists, allocators and prospects: the press release. This guide fills that gap with a practical, release-level checklist covering the US, UK and EU. For the case on why most asset management press releases get passed over, read our pillar article first, then use this page to confirm yours is ready. Quick checklist State the AUM basis and as-of date. Show net performance wherever gross performance appears. Match the headline to the fund's compliant name. Name the structure, regulator and eligible ...